-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RM06CDgCJzZThF0FjqgzbEVXYwFYM99blAdWjlQtePcjKMpPib1SVj9Z0l5WT5Gy rYHWWtUB9DUP+TaWcXdlsg== 0001017062-00-000128.txt : 20000207 0001017062-00-000128.hdr.sgml : 20000207 ACCESSION NUMBER: 0001017062-00-000128 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000204 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ANIKA THERAPEUTICS INC CENTRAL INDEX KEY: 0000898437 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 043145961 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-45573 FILM NUMBER: 523601 BUSINESS ADDRESS: STREET 1: 236 WEST CUMMINGS PARK CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: 6179326616 MAIL ADDRESS: STREET 1: 236 WEST CUMMINGS PARK CITY: WOBURN STATE: MA ZIP: 01801 FORMER COMPANY: FORMER CONFORMED NAME: ANIKA RESEARCH INC DATE OF NAME CHANGE: 19930309 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HASTINGS HERBERT H & EURETTA L CENTRAL INDEX KEY: 0001105081 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O MORRISON & FOERSTER LLP STREET 2: 19900 MACARTHUR BLVD 12TH FLOOR CITY: IRVINE STATE: CA ZIP: 92612-2445 BUSINESS PHONE: 9492517500 MAIL ADDRESS: STREET 1: C/O MORRISON & FOERSTER LLP STREET 2: 19900 MACARTHUR BLVD 12TH FLOOR CITY: IRVINE STATE: CA ZIP: 92612-2445 SC 13G 1 SCHEDULE 13G FOR HERBERT AND EURETTA HASTINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 ANIKA THERAPEUTICS INC. ------------------------------------------------------------- (Name of Issuer) COMMON STOCK --------------------------------------------------- (Title of Class of Securities) 035255108 ----------------------------------------- (CUSIP Number) JANUARY 24, 2000 ----------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which the Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 Pages - ----------------------- --------------------- CUSIP NO. 035255108 13G PAGE 2 OF 4 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON HERBERT H. HASTINGS AND EURETTA L. HASTINGS - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 588,300 (including 0 shares subject to options exercisable within 60 days of 01/24/00) SHARES ----------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY NONE OWNED BY ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 588,300 (including 0 shares subject to options exercisable within 60 days of 01/24/00) PERSON ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH NONE - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 588,300 (including 0 shares subject to options exercisable within 60 days of 01/24/00) - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.0% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON (See Instructions) IN - ------------------------------------------------------------------------------ - ----------------------- --------------------- CUSIP NO. 035255108 13G PAGE 3 OF 4 PAGES - ----------------------- --------------------- Item 1(a) Name of Issuer: Anika Therapeutics Inc. -------------------------------------------------------------------- Item 1(b) Address of Issuer's Principal Executive Offices: 236 West Cummings Park -------------------------------------------------------------------- Woburn, MA 01801 -------------------------------------------------------------------- -------------------------------------------------------------------- Item 2(a) Name of Person Filing: -------------------------------------------------------------------- Herbert H. Hastings and Euretta L. Hastings -------------------------------------------------------------------- Item 2(b) Address of Principal Business Office or, if none, Residence: c/o Morrison & Foerster LLP -------------------------------------------------------------------- 19900 MacArthur Boulevard, 12th Floor -------------------------------------------------------------------- Irvine, CA 92612-2445 -------------------------------------------------------------------- Item 2(c) Citizenship: United States of America -------------------------------------------------------------------- Item 2(d) Title of Class of Securities: Common Stock. -------------------------------------------------------------------- Item 2(e) CUSIP Number: 035255108 -------------------------------------------------------------------- Item 3 If this statement if filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: Not applicable. -------------------------------------------------------------------- Item 4 Ownership. (a) Amount Beneficially Owned: 588,300 (including 0 shares subject to options exercisable within 60 days of 01/24/00). (b) Percent of Class (based on number of shares outstanding reported on the Issuer's Form 10-Q for the quarter ended 9/30/99): 6.0% - ----------------------- --------------------- CUSIP NO. 035255108 13G PAGE 4 OF 4 PAGES - ----------------------- --------------------- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 588,300 (including 0 shares subject to options exercisable within 60 days of 01/24/00). (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 588,300 (including 0 shares subject to options exercisable within 60 days of 01/24/00). (iv) shared power to dispose or to direct the disposition of: 0 Item 5 Ownership of Five Percent or Less of a Class. Not applicable. -------------------------------------------------------------------- Item 6 Ownership of More than Five Percent on Behalf of Another Person. Not applicable. -------------------------------------------------------------------- Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. -------------------------------------------------------------------- Item 8 Identification and Classification of Members of the Group. Not applicable. Item 9 Notice of Dissolution of Group. Not applicable. Item 10 Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: FEBRUARY 1, 2000 Signature: /s/ HERBERT H. HASTINGS /s/ EURETTA L. HASTINGS ----------------------- ----------------------- Herbert H. Hastings Euretta L. Hastings -----END PRIVACY-ENHANCED MESSAGE-----